Our Library
Continuing Education Courses for Canadian Securities Professionals
How to earn your CE credits online
1. Browse
2. Enroll
3. Complete modules at your own pace
4. File your certificate with the regulator
Stay cyber-smart. Learn to spot, prevent, and respond to threats with guidance from Canadian regulators.
Credits:
LSO CPD: 0 hrs and 35 mins Professionalism
Format:
Micro-learning videos (3-5 mins) with quizzes between modules
$75
Cycle 11
Explore the rise and fall of FTX, learn the basics of crypto assets, and understand Canadian regulatory guidance to advise your clients confidently.
Credits:
1.25 hrs / CM (Compliance)
Format:
Micro-learning videos (3-5 mins) with quizzes between modules with an update on recent enforcement actions
$100
Cycle 11
Learn how to report outside activities and stay up-to-date with newer reporting obligations.
Credits:
0.75 hrs / CM (Compliance)
Format:
Micro-learning videos (3-5 mins) with quizzes between modules with 10 minute practical assignment
$75
Cycle 11
Learn to navigate Chinese business culture, build strong relationships, and turn cultural insights into a competitive edge.
Credits:
2 hrs / PD (Professional Development)
Format:
Podcast-style (mostly audio), quiz at the end
$75
Cycle 11
Discover how Pig Butchering scams work, and how to protect your clients from one of today’s most sophisticated investor frauds.
Credits:
2.5 hrs / CM (Compliance) or PD (Professional Development)
Format:
Podcast-style (mostly audio), quizzes between modules, external content including YouTube video & podcast
$75
Pending CIRO accreditation
Our free foundational course helps registrants revisit key regulatory concepts and stay aligned with evolving expectations, all in a uniquely engaging format.
Credits:
0.5 hrs / CM (Compliance)
Format:
Video with brief quiz at end
Free
Pending CIRO accreditation
Stay cyber-smart. Learn to spot, prevent, and respond to threats with guidance from Canadian regulators.
Credits:
1.25 hrs / CM (Compliance) or PD (Professional Development)
Format:
Micro-learning videos (3-5 mins) with quizzes between modules
$150
Pending CIRO accreditation
LinkedIn basics and marketing compliance, taught by Leslie Hughes and the Chief Compliance Beaver.
Credits:
1.75 hrs / CM (Compliance) or PD (Professional Development)
Format:
2 segments, micro-learning videos (3-5 mins) with quizzes between modules, a commitment to yourself, practical 'Dos and Donts' guide to social media.
$150
Pending CIRO accreditation
Learn how to meet registrant obligations and protect older and vulnerable clients from financial abuse and exploitation.
Credits:
2.5 hrs / CM (Compliance) or PD (Professional Development)
Format:
Micro-learning videos (3-5 mins) with 60 minute assignment and mini quizzes throughout
$100
Discover how Know-Your-Client, Know-Your-Product, and Suitability connect under the new Client Focused Reforms (CFRs).
Format:
Micro-learning videos (3-5 mins) with mini quizzes throughout
Free
Pending CIRO accreditation
Explore newer regulatory obligations, understand key distinctions, and learn how to identify red flags of abuse, all in an engaging, story-driven course.
Credits:
1.75 hrs / CM (Compliance) or PD (Professional Development)
Format:
Micro-learning videos (3-5 mins) with 30 minute assignment and mini quizzes throughout
$75
Want to train your team on a particular subject or issue? Why not customize your training. Includes regulatory accreditation application.
Credits:
We can seek Compliance or PD credits with any regulator
Format:
In-person, on-demand, online, video, podcast-style, or a mixture of any education media
Bulk purchase discount
For start-ups or businesses on a budget, our courses can be purchased in bulk at a discounted rate. Contact us for more information.
