Our Library
Continuing Education Courses for Canadian Securities Professionals
How to earn your CE credits online
1. Browse
2. Enroll
3. Complete modules at your own pace
4. File your certificate with the regulator
Cycle 11
Learn how to report outside activities and stay up-to-date with newer reporting obligations.
CIRO Credits:
0.75 hrs / CM (Compliance)
Format:
Micro-learning videos (3-5 mins) with quizzes between modules with 10 minute practical assignment
$20
Cycle 11
Learn to navigate Chinese business culture, build strong relationships, and turn cultural insights into a competitive edge.
CIRO Credits:
2 hrs / PD (Professional Development)
Format:
Podcast-style (mostly audio), quiz at the end
$40
Cycle 11
Explore the rise and fall of FTX, learn the basics of crypto assets, and understand Canadian regulatory guidance to advise your clients confidently.
CIRO Credits:
1.25 hrs / CM (Compliance)
Format:
Micro-learning videos (3-5 mins) with quizzes between modules with an update on recent enforcement actions
$30
Cycle 11
Discover how Pig Butchering scams work, and how to protect your clients from one of today’s most sophisticated investor frauds.
CIRO Credits:
2.5 hrs / CM (Compliance) or PD (Professional Development)
LSBC Credits:
2.5 hrs / Practice Management or Professional Responsibility & Ethics
Format:
Podcast-style (mostly audio), quizzes between modules, external content including YouTube video & podcast
$40
Cycle 11
Our free foundational course helps registrants revisit key regulatory concepts and stay aligned with evolving expectations, all in a uniquely engaging format.
CIRO Credits:
0.5 hrs / CM (Compliance)
MFD Credits:
0.5 hrs / BC Non-Ethics
LSBC Credits:
0.5 hrs / Substantive Law
Format:
Video with brief quiz at end
Free
Cycle 11
LinkedIn basics and marketing compliance, taught by Leslie Hughes and the Chief Compliance Beaver.
CIRO Credits:
1.75 hrs / CM (Compliance) or PD (Professional Development)
MFD Credits:
1.75 hrs / BC Non-ethics
Format:
2 segments, micro-learning videos (3-5 mins) with quizzes between modules, a commitment to yourself, practical 'Dos and Donts' guide to social media.
$40
Cycle 11
Stay cyber-smart. Learn to spot, prevent, and respond to threats with guidance from Canadian regulators.
CIRO Credits:
1.25 hrs / CM (Compliance) or PD (Professional Development)
MFD Credits:
1.25 hrs / BC Non-ethics
Format:
Micro-learning videos (3-5 mins) with quizzes between modules
$30
Stay cyber-smart. Learn to spot, prevent, and respond to threats with guidance from Canadian regulators.
LSO CPD: 0 hrs and 35 mins Professionalism
LSBC CPD: 1.25 hrs Practice Management
LSO Credits:
0 hour(s) and 35 minutes of Professionalism Content
LSBC Credits:
1.25 hrs / Practice Management
Format:
Micro-learning videos (3-5 mins) with quizzes between modules
$30
Cycle 11
Explore newer regulatory obligations, understand key distinctions, and learn how to identify red flags of abuse, all in an engaging, story-driven course.
CIRO Credits:
1.75 hrs / CM (Compliance) or PD (Professional Development)
MFD Credits:
1.75 hrs / BC Non-ethics
Format:
Micro-learning videos (3-5 mins) with 30 minute assignment and mini quizzes throughout
$40
Discover how Know-Your-Client, Know-Your-Product, and Suitability connect under the new Client Focused Reforms (CFRs).
Format:
Micro-learning videos (3-5 mins) with mini quizzes throughout
Free
Want to train your team on a particular subject or issue? Why not customize your training. Includes regulatory accreditation application.
CIRO Credits:
We can seek Compliance or PD credits with any regulator
Format:
In-person, on-demand, online, video, podcast-style, or a mixture of any education media
Bulk purchase discount
For start-ups or businesses on a budget, our courses can be purchased in bulk at a discounted rate. Contact us for more information.
